As part of World Capital Brokerage's ongoing commitment to our customers we have published two documents that explain in detail how we treat your personal information and what you should do in the event that something should happen that would disrupt normal business operations.
In accordance with SEC and FINRA requirements we have also published our Audited Statement of Financial Conditions.
If you prefer to receive copies via U.S. Mail, please call us at 888-742-0631 and they will be mailed to you free of charge.
Additionally we wanted to inform you that World Capital Brokerage, Inc. is a member of the SIPC. You may obtain information about SIPC, including the SIPC brochure, by contacting SIPC at (202) 371-8300 or on the web at www.sipc.org.
World Capital Brokerage, Inc. is a member of the Municipal Securities Rulemaking Board (MSRB). You can find information about the MSRB on their website at www.msrb.org. There you will also find their investor brochure that describes the protections that may be provided by the MSRB rules and how to file a compliant with an appropriate regulatory authority.
If you have questions, or if any of your personal information has changed, please contact us at (888) 742-0631. Making sure we have correct account holder addresses, tax, information as well as up to date beneficiary information is very important to us being able to serve you as best we can.
World Capital Brokerage, Inc
1636 Logan Street Denver CO 80203-1216