World Capital Brokerage Statements allow you to easily consolidate and organize your investment accounts and generate in-depth compliance - ready reports to use in your practice. It is designed to increase your productivity while enriching the financial planning process. Access World Capital Brokerage Statement accounts anytime from anywhere in the world on our secure
NetXInvestor® is an innovative and intuitive investor platform at your fingertips day and night, giving you instant access to account and tax statements, trade confirmations and more.
As part of World Capital Brokerage's ongoing commitment to our customers we have published two documents that explain in detail how we treat your personal information and what you should do in the event that something should happen that would disrupt normal business operations.In accordance with SEC and FINRA requirements we have also published our Audited Statement of Financial Conditions.
Form CRS is a relationship summary disclosure form (“CRS” stands for customer or client relationship summary). As part of their disclosure obligations under Reg BI, broker-dealers and financial advisors are now required to share versions of Form CRS with retail investors.
Stay informed on all the latest updates, suggestions and cautions issued by FINRA.
Many financial scams involve unlicensed individuals selling unregistered investments—ranging from stocks, bonds, and oil or gas deals to fictitious instruments, such as prime bank investments. That's why it is particularly important to "Ask and Check" about investments and investment professionals before you invest. Regardless of your trust or ties, or prior dealings with the professional, do your homework.
Even if you have never been subjected to an investment fraudster’s sales pitch, you probably know someone who has. Following the legendary Willie Sutton principle, fraudsters tend to go "where the money is"—and that means targeting older Americans who are nearing or already in retirement.
Identity theft occurs when someone obtains your personal information and uses it to take your money or to commit fraud or other crimes. It's much more than an inconvenience—it can devastate your credit rating and derail financial security. Here's how you can protect yourself:
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help individual investors protect their online investment accounts from fraud. Investors should always take steps to safeguard their personal financial information (e.g., social security number, financial account numbers, phone number, e-mail address, or usernames and passwords for online financial accounts). These online security tips can help ensure that your online investment accounts remain secure.
The SEC's Office of Investor Education and Advocacy is issuing this Investor Bulletin to provide investors with background information on 529 plans. Please also see our companion Bulletin for a few questions to consider before opening a 529 plan account.
A 529 plan is a tax-advantaged savings plan designed to encourage saving for future education costs. 529 plans, legally known as "qualified tuition plans," are sponsored by states, state agencies, or educational institutions and are authorized by Section 529 of the Internal Revenue Code.
World Capital Brokerage, Inc
1636 Logan Street Denver CO 80203-1216